PROJECT SUMMARY

Compliance Framework

Belgian branch of a global bank

Draw-up a multi-dimensional picture of the current compliance framework with reference to legislation, policies, processes, data storage, roles and responsibilities, systems etc.

Challenge

  • Increase insight
  • Prove adherence to regulations and sustainable setup
  • Define the baseline for future evolutions

Approach

  • Propose the approach to perform the exercise
  • Support the exercise accordingly for the Financial Economic Crime areas: KYC, CDD, AML, Transaction Monitoring, Sanctions, CTF
  • Support the definition of summarizing overviews: event driven calendar, annual calendar and client life cycle topics

Impact

  • Increased insight
  • ‘As-Is’ baseline

Do you want more information or do you have a similar challenge or issue?

Share

Share on linkedin
Share on facebook
Share on twitter
Share on whatsapp
Share on email

Related projects in terms of expertise

Belgian retail direct bank

Thank you!

Your application has been received successfully.

A confirmation has been sent to the provided email.

Please check your spam or junk folder,
in case you do not find a confirmation in your inbox.